Ling Su
蘇玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Su (蘇玲), a licensed Responsible Officer with CE reference BJN297. Currently licensed at 1 firm(s): TC Capital International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-03-13 | present |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-01 | present |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-03-01 | 2023-03-13 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-06 | 2021-08-17 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-29 | 2021-08-17 |