Ching Yee Fan
范靜怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yee Fan (范靜怡), a licensed Responsible Officer with CE reference AHR797. Currently licensed at 2 firm(s): SBI China Capital Financial Services Limited, SBI China Capital Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-20 | present |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-08 | present |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-22 | 2022-04-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-15 | 2022-03-14 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-06-30 | 2022-03-14 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-21 | 2018-11-09 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-21 | 2017-06-30 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-05-24 | 2017-06-05 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2012-05-24 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-03 | 2010-05-18 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-03 | 2010-05-18 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-03 | 2010-05-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-21 | 2009-04-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-24 | 2009-04-12 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-29 | 2007-12-23 |