Wang (SFC:BGO479) Chan
陳宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang (SFC:BGO479) Chan (陳宏), a licensed former licensee with CE reference BGO479. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Asset Management Limited | RO | Type 1 — Dealing in securities | 2023-04-25 | 2024-06-03 |
| OSL Asset Management Limited | RO | Type 4 — Advising on securities | 2023-04-25 | 2024-06-03 |
| OSL Asset Management Limited | RO | Type 9 — Asset management | 2023-04-25 | 2024-06-03 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-23 | 2023-04-17 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-10 | 2022-07-22 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-04 | 2022-07-22 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-04 | 2022-07-22 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-19 | 2019-09-01 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 9 — Asset management | 2018-12-19 | 2019-09-01 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-22 | 2018-11-02 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-09-22 | 2018-11-02 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-15 | 2018-11-02 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-11 | 2017-03-03 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-24 | 2015-12-03 |