Yan Jenny Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Jenny Lin ( ), a licensed former licensee with CE reference AUI064. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-27 | 2015-07-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-27 | 2015-07-06 |
| Chanceton Capital Partners Limited 川盟融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-19 | 2012-12-03 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-22 | 2011-08-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2010-12-15 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2010-07-12 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2010-07-12 |