SBI China Capital Securities Limited

軟庫中華金融證券有限公司
CE No. ABC733 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Securities Limited (軟庫中華金融證券有限公司), a Hong Kong-based licensed corporation with CE reference ABC733. Current licensed staff on file: 0 (total recorded over time: 100).

Licence history

ActivityFromTo
Type 1 — Dealing in securities present 2012-10-08
Type 4 — Advising on securities present 2012-10-08
Type 6 — Advising on corporate finance present 2005-01-12
Type 9 — Asset management present 2012-10-08

Licensed staff (all-time) (100)
Active on date

Name Activities First licensed To
Tsz Lan Chua 蔡紫蘭 RO 4 Rep 4 2006-05 2007-12
Edmond Eng 伍少凡 RO 1, 4, 9 2005-11 2006-09
Ka Pun Fung 馮家彬 RO 1, 4, 6, 9 Pre-2003 2006-01
Hung Ip 葉虹 RO 1, 4, 9 Rep 1, 4, 6, 9 Pre-2003 2008-10
Raymond Chun Kui Jook 祝振駒 RO 4 Rep 4, 6, 9 Pre-2003 2006-11
Kenneth Kin Chung Lai 黎健聰 RO 1, 4, 9 Rep 1, 4, 6, 9 Pre-2003 2006-05
On Wah Lau 劉安樺 RO 1, 4, 9 Pre-2003 2005-08
Swee Tin Lisa Lim 林瑞珍 RO 1 2004-07 2005-10
John Wai Tung Lo 盧衛東 RO 1 Rep 1 2010-08 2011-09
Tiang Lock Ong 王添樂 RO 1, 4, 9 2006-08 2010-01
Johnny Yik Ming Sum 岑翊銘 RO 1 Pre-2003 2004-09
Peng Tiong Tong RO 1, 9 Rep 1, 4, 6, 9 Pre-2003 2006-11
Kennedy Kin Tak Tsang 曾建德 RO 4 Rep 1, 4 2006-06 2011-09
Chi Kun Tsoi 蔡智勤 RO 1, 9 Rep 9 2006-10 2011-09
Kin Fai Wong 王健輝 RO 1, 4, 9 2008-02 2011-09
Sin Just Wong 黃森捷 RO 1, 4, 9 2007-04 2008-07
David Yam 任卓偉 RO 1, 9 Rep 1 2005-09 2011-09
Jian (SFC:AJN917) Zhang 張堅 RO 4 Rep 4 2007-10 2011-08
Juan Zheng 鄭娟 RO 1, 4, 9 Rep 1 2006-04 2009-02
Bonna Bang Rep 1, 4, 6, 9 Pre-2003 2005-05
Lawrence Kwong Wa Chan 陳光華 Rep 1 2005-11 2006-05
Mong Har Chan Rep 1 2009-04 2009-06
Pui Sing Chan 陳沛昇 Rep 1 2011-07 2011-09
Tsz Man (SFC:AGY565) Chan 陳梓汶 Rep 4 2004-04 2006-02
Keith Hon Kit Chau 周漢傑 Rep 1 2004-02 2011-09
Shun To Chau 周頌滔 Rep 1, 4, 6, 9 Pre-2003 2011-09
Andes Cheng 鄭安達 Rep 1, 4 2006-11 2011-09
Tai Pui Cheng 鄭棣培 Rep 1, 4, 6, 9 Pre-2003 2011-09
Andy Ka Keung Cheung 張家強 Rep 1 2003-09 2004-03
Ben Ching Kit Cheung 張政傑 Rep 1, 4 2004-02 2004-05
Wai Kit (SFC:AES388) Cheung 張偉傑 Rep 1, 4, 6, 9 Pre-2003 2003-10
Yee Fan Cheung 張懿帆 Rep 1, 4, 6, 9 Pre-2003 2004-12
Kim Wing Chow 周劍榮 Rep 1 2006-06 2011-09
Godwin Kwok Shing Chu 朱國承 Rep 1, 4, 6, 9 Pre-2003 2011-09
Siu Ling Chu 朱小玲 Rep 1 2010-05 2011-09
Stephen William John Clemenson Rep 1 2005-07 2006-10
Katherine Jean Cosentino Rep 1 2007-08 2008-05
Ludovic Christophe Amedee Dagneau de Richecour Rep 1, 4 2007-10 2009-09
Eva Man Fong Goddard Lui 呂敏芳 Rep 1, 4, 6, 9 Pre-2003 2003-07
Lap Chi Ho 何立志 Rep 4 2005-05 2006-03
Catherine Hua Rep 4 2007-10 2008-05
Koon Shan Hui 許冠山 Rep 1, 4, 6, 9 Pre-2003 2011-09
Stanley Siu Leung Hui 許兆良 Rep 1, 4, 6, 9 Pre-2003 2003-08
Tin Wah Hung 洪天華 Rep 4 2004-08 2005-03
Ling Huo 霍玲 Rep 1 2008-01 2011-09
Simon Kiu Dick Kan 簡僑迪 Rep 1 2009-08 2011-09
Siu Man Ko 高兆文 Rep 1 2007-11 2009-06
Marcus Chik Shun Lam 林植信 Rep 4, 6, 9 Pre-2003 2003-07
Alice Wai Yan Lau 柳蕙恩 Rep 1 2005-07 2006-10
Karen Kam Yan Lau 劉錦欣 Rep 1 2011-03 2011-09
Yuen Shing Lau 劉原誠 Rep 4 2011-09 2011-09
Tak Kuen Law 羅德權 Rep 1, 4, 6, 9 Pre-2003 2003-04
Chi Wah Lee 李志華 Rep 1, 4, 6, 9 Pre-2003 2011-09
Inessa Suk Wah Lee 李菽樺 Rep 1 2004-08 2005-09
Jeong Ju Lee Rep 1 2007-01 2007-08
Karen King Wai Lee 李荊慧 Rep 1 2005-12 2006-01
Siu Yuen Lee 李兆源 Rep 1 2009-09 2011-09
Asser Kwok Keung Li 李國強 Rep 1, 4, 6, 9 Pre-2003 2010-03
Yan Jenny Lin Rep 1 2010-01 2010-07
Yang (SFC:AJK624) Liu 劉洋 Rep 4 2004-08 2005-09
Yang (SFC:APL818) Liu 劉暘 Rep 4 2007-08 2007-10
Chi Hang (SFC:AFV477) Lo 盧志恆 Rep 4 2005-08 2006-10
Kit Ming Lo 盧潔明 Rep 1 2006-04 2006-08
Ying Lun Lo 勞應麟 Rep 1 2003-11 2005-01
Chung Wai Lui 雷重威 Rep 1, 4, 6, 9 Pre-2003 2003-06
Eric Yiu Fong Lui 雷耀芳 Rep 1 2005-02 2010-03
Man Wah Lui 呂文華 Rep 1 2010-10 2011-09
Tsz Hang Mak 麥子衡 Rep 4 2010-03 2011-09
Lee Katherine Miller Rep 1 2008-03 2009-04
Kay Boon Mui 梅基本 Rep 1 2003-08 2005-04
John Wah Ng 伍華安 Rep 1 2005-05 2006-01
Haiyan Qiu 邱海燕 Rep 4 2007-05 2010-06
Fei Fei Shum 沈菲菲 Rep 1 2006-04 2006-07
Shelly Sean Singhal Rep 1, 9 2008-06 2009-04
Jennifer Lai Shan So 蘇勵姍 Rep 4 2006-04 2007-06
Baron Sun 孫葆崟 Rep 1, 4 2006-05 2011-09
Yuk Yin Sung 宋煜賢 Rep 1 2007-07 2008-03
Ping Chuen Sze-To 司徒炳全 Rep 1, 4, 6, 9 Pre-2003 2011-09
King Chuen Szeto 司徒經全 Rep 1, 4, 6, 9 Pre-2003 2011-09
Simon Wing Fun Szeto 司徒榮勳 Rep 1, 9 2010-09 2011-09
E Wuen Tan 陳儀雯 Rep 4 2006-09 2008-04
Wai Yan (SFC:ADN093) Tang 鄧惠因 Rep 4, 6, 9 Pre-2003 2004-07
Kin Tung To 陶建東 Rep 1, 4, 6, 9 Pre-2003 2003-04
Ronald Kwok Chien To 杜國鍵 Rep 1, 4, 6, 9 Pre-2003 2003-11
Eddie Hua-Ti Weng 翁華狄 Rep 1 2005-11 2011-07
Alex Mang Chung Wong 黃孟聰 Rep 1, 4, 6, 9 Pre-2003 2007-01
Chi Yan (SFC:ABN290) Wong 黃志仁 Rep 1, 4, 6, 9 Pre-2003 2011-09
Ho Ching (SFC:AQJ842) Wong 黃河清 Rep 1 2008-02 2008-10
Hong Wah Wong 王康華 Rep 1, 4, 6, 9 Pre-2003 2008-04
Joseph Yan Po Wong 黃恩寶 Rep 1, 4, 6, 9 Pre-2003 2011-09
Kam Ming (SFC:AFP503) Wong 王錦明 Rep 1, 4, 6, 9 Pre-2003 2006-04
Kwok Leung Wong 黃國良 Rep 1, 4, 6, 9 Pre-2003 2003-10
Sheung Yeung Wong 王上揚 Rep 1, 4, 6, 9 Pre-2003 2011-07
Tak Ming (SFC:ALR877) Wong 黃德明 Rep 1 2005-03 2005-06
Zhao Wu 吳兆 Rep 1 2008-02 2008-04
Kin Pan Yeung 楊健斌 Rep 1 2006-12 2011-09
Patricia Kai Ki Yeung 楊佳琪 Rep 4, 6, 9 Pre-2003 2005-08
Zhefei Yuan 袁哲飛 Rep 1 2007-08 2009-03
Pui Lam Yue 余佩琳 Rep 1 2006-05 2006-08
Qi Zhao 趙琪 Rep 1 2008-01 2009-03
Showing 1–100 of 100

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