Yang (SFC:AJK624) Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AJK624) Liu (劉洋), a licensed former licensee with CE reference AJK624. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-23 | 2015-07-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-05 | 2007-01-21 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-23 | 2005-09-02 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-17 | 2004-08-04 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-17 | 2004-08-04 |