Lap Chi Ho
何立志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Chi Ho (何立志), a licensed former licensee with CE reference AFD240. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-10-18 | 2026-04-24 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-10-18 | 2026-04-24 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-30 | 2018-10-18 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-05-30 | 2018-10-18 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-09 | 2018-05-29 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-09 | 2018-05-29 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-09 | 2018-05-29 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-08 | 2016-09-09 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-08 | 2016-09-09 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-02-12 | 2015-09-01 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 9 — Asset management | 2015-02-12 | 2015-09-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-29 | 2014-06-30 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-10-22 | 2014-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-29 | 2009-07-01 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-06 | 2006-03-18 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-09 | 2005-05-05 |
| CASH Research Limited 時富證券研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-08 |