RHB Asset Management Limited
興業金融資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RHB Asset Management Limited (興業金融資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AQJ902. Current licensed staff on file: 0 (total recorded over time: 42). Earliest licence on file: 2008-05-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-12-20 | 2020-11-17 |
| Type 4 — Advising on securities | 2008-05-08 | 2020-11-17 |
| Type 9 — Asset management | 2008-05-08 | 2020-11-17 |
Licensed staff (all-time) (42)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Bun Chan 陳志賓 | RO 4, 9 Rep 1, 4, 9 | 2018-08 | 2020-03 |
| Hing Wah Chan 陳慶華 | RO 4, 9 | 2008-05 | 2010-11 |
| Ivan Kwok Lueng Cheng 鄭國良 | RO 1, 4, 9 Rep 1, 4, 9 | 2010-04 | 2012-02 |
| Lap Chi Ho 何立志 | RO 1, 4, 9 Rep 4, 9 | 2015-09 | 2018-05 |
| Chiu Chung Hui 許照中 | RO 1, 4, 9 | 2008-05 | 2011-09 |
| Yi Ching Lee 李伊晴 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-06 | 2020-07 |
| Yuan Tat Lee 李元達 | RO 1, 4, 9 | 2017-10 | 2020-11 |
| Ah Lay Lim 林亞烈 | RO 1, 4, 9 | 2011-12 | 2017-04 |
| Pak Fu Lim 林柏富 | RO 1, 4, 9 Rep 4, 9 | 2010-08 | 2013-08 |
| Wen Pin Lin 林文彬 | RO 4, 9 | 2008-08 | 2010-05 |
| Derek Wai Man Mok 莫偉民 | RO 1, 4, 9 Rep 4, 9 | 2015-01 | 2016-09 |
| Wang To Ng 吳宏圖 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-10 | 2015-01 |
| Chi Hong Tang 鄧志康 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-06 | 2015-02 |
| Ivan Kun Lam Tsui 徐觀林 | RO 9 | 2009-06 | 2011-01 |
| Hoi Yan (SFC:APO633) Wong 黃凱欣 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-11 | 2019-01 |
| Lawrence Wai Kong Wu 胡偉剛 | RO 1, 4, 9 | 2008-05 | 2011-09 |
| William Wai Leung Wu 胡偉亮 | RO 1, 4, 9 | 2014-07 | 2017-10 |
| Cheh Shin Chan | Rep 9 | 2013-08 | 2013-08 |
| Hei Wai Chan 陳喜偉 | Rep 1, 4, 9 | 2014-08 | 2015-11 |
| Matthew Ho Hin Chan 陳皥軒 | Rep 1, 4, 9 | 2011-08 | 2014-02 |
| Anson Chun-Yuen Cheng 鄭鎮源 | Rep 9 | 2009-07 | 2009-10 |
| Shing Kit Cheung 張成杰 | Rep 1, 4, 9 | 2018-01 | 2018-12 |
| Wayne Chuang 莊之瑋 | Rep 1, 4 | 2014-02 | 2016-03 |
| Kin On Ho 何健安 | Rep 1 | 2014-05 | 2014-05 |
| Andrew Robert Lam 林朗生 | Rep 1, 4, 9 | 2018-03 | 2019-11 |
| Mandy Choi Ying Lam 林賽盈 | Rep 9 | 2009-09 | 2011-01 |
| Aaron Yun Wing Lee 李恩榮 | Rep 9 | 2010-01 | 2011-01 |
| Kai Yang Lee 李凱揚 | Rep 1, 4, 9 | 2017-03 | 2017-12 |
| Laurent Jean Michel Ghislain Lequeu | Rep 9 | 2013-08 | 2013-08 |
| Kingston King Ham Lin 連敬涵 | Rep 9 | 2009-07 | 2011-01 |
| Ka Ho Poon 潘家豪 | Rep 1, 4, 9 | 2015-07 | 2017-10 |
| Kwok King Tao 陶國璟 | Rep 9 | 2009-09 | 2010-03 |
| Kheang Hui Robin Teo | Rep 1, 4 | 2016-09 | 2018-03 |
| Boon How Tey | Rep 1, 4 | 2011-11 | 2013-07 |
| Leung Kwing Tong 唐良炯 | Rep 1, 4, 9 | 2013-08 | 2015-06 |
| Pui Yung Tse 謝佩蓉 | Rep 1 | 2014-04 | 2014-12 |
| Barbara Tsz Ping Wong 黃紫萍 | Rep 1, 4, 9 | 2016-12 | 2017-06 |
| Derek Yin Kui Wong 黃賢駒 | Rep 1, 4 | 2012-01 | 2013-12 |
| Timmy Tin Wai Wong 黃天偉 | Rep 1, 4 | 2014-03 | 2017-03 |
| Tang Lung Wu 胡騰龍 | Rep 1, 4, 9 | 2016-01 | 2017-11 |
| Leo Kei Shui Yan 甄祺瑞 | Rep 1, 4, 9 | 2013-05 | 2014-07 |
| Ming Kwan Yip 葉明君 | Rep 1, 4 | 2014-02 | 2017-04 |
Showing 1–42 of 42