Wang To Ng
吳宏圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang To Ng (吳宏圖), a licensed former licensee with CE reference ADH937. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-08 | 2025-02-28 |
| C Capital Investment Management Limited |
RO | Type 1 — Dealing in securities | 2024-07-19 | 2024-07-27 |
| C Capital Investment Management Limited |
RO | Type 4 — Advising on securities | 2023-11-06 | 2024-07-27 |
| C Capital Investment Management Limited |
RO | Type 9 — Asset management | 2023-11-06 | 2024-07-27 |
| Well Link Asset Management Limited 立橋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-04-20 | 2022-03-17 |
| Well Link Asset Management Limited 立橋資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-20 | 2022-03-17 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-16 | 2016-03-31 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-03-16 | 2016-03-31 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-16 | 2016-03-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2015-08-19 | 2016-03-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2015-07-09 | 2015-08-19 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-04 | 2015-06-19 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-04 | 2015-06-04 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-06 | 2015-01-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-12-06 | 2015-01-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2013-12-06 | 2015-01-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-03 | 2013-12-06 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-03 | 2013-12-06 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-03 | 2013-12-06 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-16 | 2013-10-01 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2010-12-16 | 2013-10-01 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-05 | 2010-12-16 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-07-28 | 2010-12-16 |