Shanxi Securities International Asset Management Limited
山證國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanxi Securities International Asset Management Limited (山證國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BEN407. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 48). Earliest licence on file: 2015-06-19.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Registered address
Unit A 29/F, Admiralty Center Tower 1, 18 Harcourt Road, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2015-06-19 | present |
| Type 5 — Advising on futures contracts | 2015-06-19 | present |
| Type 9 — Asset management | 2015-06-19 | present |
Licensed staff (all-time) (48)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yu (SFC:AQS372) Chen 陳裕 | RO 4, 5, 9 Rep 4, 9 | 2016-10 | 2017-11 |
| Chun Ching Cheng 鄭俊清 | RO 4, 5, 9 Rep 4, 5, 9 | 2024-07 | 2025-10 |
| Patrick Kam Cheung Fong 方錦章 | RO 4, 5, 9 | 2015-06 | 2016-04 |
| Biao Guo 郭彪 | RO 4, 5, 9 | 2019-01 | Present |
| Lam Chiu Hui 許林釗 | RO 4, 5, 9 | 2015-06 | 2018-12 |
| Junfeng Qiao 喬俊峰 | RO 4, 5, 9 | 2018-06 | 2025-05 |
| Qihu Song 宋启虎 | RO 4, 5, 9 | 2016-08 | Present |
| Sunny Sheung Lai Tse 謝尚禮 | RO 4, 5, 9 Rep 4 | 2018-12 | 2022-02 |
| Abe Chi Kuen Tsui 徐志權 | RO 4 Rep 4 | 2022-05 | 2025-01 |
| Philip Chi Hung Wong 王智雄 | RO 4, 5, 9 | 2019-04 | 2022-08 |
| Yonghong Xue 薛永红 | RO 4, 5, 9 Rep 4, 5, 9 | 2019-06 | 2024-10 |
| Xu (SFC:BPI539) Yang 楊旭 | RO 9 | 2020-05 | Present |
| Dalin Yu 于大林 | RO 4, 5, 9 Rep 4, 9 | 2017-12 | 2018-10 |
| Chunbing Zhang 張春兵 | RO 4, 9 Rep 4, 9 | 2019-06 | 2023-11 |
| Haimo Zhang 章海默 | RO 4, 5, 9 Rep 4, 5, 9 | 2019-08 | 2025-01 |
| Lyu Zhou 周律 | RO 9 | 2020-06 | 2021-04 |
| Chao (SFC:BPQ445) Chen 陳超 | Rep 4, 5, 9 | 2020-05 | 2025-06 |
| Yueyang Cheng 程越洋 | Rep 4, 5, 9 | 2021-05 | 2021-08 |
| On Sang Chiu 丘安生 | Rep 4 | 2019-05 | 2020-03 |
| Shing Chung Ip 葉承宗 | Rep 9 | 2020-01 | 2022-05 |
| Guihong Jiang 蔣桂紅 | Rep 9 | 2019-06 | 2019-11 |
| King Tung Ko 高景東 | Rep 4 | 2019-07 | 2025-06 |
| Chun Yim Lam 林駿棪 | Rep 9 | 2019-02 | 2020-04 |
| Sing Yu Lee 李星宇 | Rep 4, 5, 9 | 2020-02 | 2022-06 |
| Qiyuan Li 李启媛 | Rep 4, 5, 9 | 2025-07 | Present |
| Xiaoran (SFC:BQV430) Li 李曉然 | Rep 4, 5, 9 | 2022-08 | 2023-07 |
| Xuankun Li 李旋坤 | Rep 4 | 2025-12 | 2026-04 |
| Yanling Lin 林燕玲 | Rep 4, 5, 9 | 2015-10 | 2019-05 |
| Congying Liu 劉聰穎 | Rep 4 | 2025-09 | 2025-09 |
| Ka Fai Liu 廖家輝 | Rep 9 | 2019-06 | 2021-03 |
| Pak Lam Lo 羅柏林 | Rep 4, 5, 9 | 2020-07 | 2021-10 |
| Siu Yeung Luk 陸兆揚 | Rep 4, 5, 9 | 2017-07 | 2018-11 |
| Li (SFC:BWA588) Ma 馬莉 | Rep 4, 5, 9 | 2025-06 | Present |
| Wang To Ng 吳宏圖 | Rep 4, 5, 9 | 2016-03 | 2016-03 |
| Yu (SFC:BTB281) Rong 戎瑀 | Rep 4, 5, 9 | 2022-11 | 2024-02 |
| Xiqiang Su 蘇細強 | Rep 4, 5 | 2020-06 | 2021-06 |
| Chester Ying Ho Tam 譚英豪 | Rep 9 | 2020-04 | 2025-05 |
| Jingwei Wang 王經緯 | Rep 4, 5, 9 | 2022-03 | 2024-09 |
| Wai Wai Wong 黃瑋瑋 | Rep 4, 5, 9 | 2018-12 | 2024-06 |
| Lingzi Xiao 肖翎子 | Rep 4, 5, 9 | 2015-11 | 2016-05 |
| Feng Xie 謝峰 | Rep 4, 5, 9 | 2015-07 | 2017-05 |
| Yiyi Xu 徐宜宜 | Rep 4, 5, 9 | 2019-10 | 2025-02 |
| Xin (SFC:BLP894) Yang 楊昕 | Rep 4, 5, 9 | 2019-07 | 2025-06 |
| Chui Yu Yeung 楊翠俞 | Rep 4, 5, 9 | 2018-09 | 2018-09 |
| Leung Fai Yip 葉良暉 | Rep 4, 5, 9 | 2022-03 | 2025-06 |
| Yi Shing Yiu 姚懿成 | Rep 4, 5, 9 | 2017-09 | 2018-08 |
| Rui Yu 余睿 | Rep 4, 9 | 2019-12 | 2020-01 |
| Xinming Zhang 張新明 | Rep 9 | 2019-01 | 2023-09 |
Showing 1–48 of 48
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