Siu Yeung Luk
陸兆揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yeung Luk (陸兆揚), a licensed former licensee with CE reference BEW974. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-28 | 2020-10-28 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-28 | 2018-11-14 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-07-28 | 2018-11-14 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-28 | 2018-11-14 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 9 — Asset management | 2016-01-14 | 2017-04-07 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-22 | 2017-04-07 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-27 | 2015-07-11 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-27 | 2015-07-11 |