Rui Yu
余睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Yu (余睿), a licensed Representative with CE reference BGX925. Currently licensed at 1 firm(s): Optiver Trading Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-09-04 | present |
| Optiver Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-09-04 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-17 | 2023-07-26 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-17 | 2023-07-26 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-04 | 2020-01-15 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-04 | 2020-01-15 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-04 | 2020-01-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-20 | 2019-06-28 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-20 | 2019-06-28 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-20 | 2019-06-28 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2018-06-28 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-27 | 2018-06-28 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-27 | 2018-06-28 |