Mirae Asset Global Investments (Hong Kong) Limited

未來資產環球投資(香港)有限公司
CE No. ALK083 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mirae Asset Global Investments (Hong Kong) Limited (未來資產環球投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ALK083. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 29 (total recorded over time: 228). Earliest licence on file: 2005-07-05.

Registered address

Room 1101, L11 Lee Garden Three, 1 Sunning Road, Causeway Bay

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2009-11-27 present
Type 4 — Advising on securities 2005-07-05 present
Type 9 — Asset management 2005-07-05 present

Licensed staff (all-time) (228)
Active on date

Name Activities First licensed To
Joo Hee An RO 4, 9 Rep 4, 9 2009-01 Present
Rahul Chadha RO 9 Rep 4, 9 2008-11 2023-09
Tat Sean Chang 鄭達成 RO 4, 9 Rep 4, 9 2006-04 2007-09
Wing Fai (SFC:AMI616) Cheung 張永輝 RO 4, 9 Rep 4 2007-02 2008-12
Wanyoun Cho 趙玩衍 RO 1, 4, 9 2013-04 2025-12
Young-Rae Cho RO 1, 4, 9 Rep 1, 4, 9 2011-11 2024-12
Ashley Robert William Dale RO 1, 4 Rep 9 2013-06 2016-06
Ho Wah Fok 霍浩華 RO 1, 4, 9 Rep 1, 4, 9 2022-01 Present
Luke Gersbach RO 1, 4, 9 2021-03 2022-12
Robert James Horrocks 豪樂 RO 4 Rep 4, 9 2006-08 2008-05
Sung Ho Im 任星虎 RO 1, 4, 9 Rep 4, 9 2006-08 2019-03
Nicolas David Jones RO 1, 4 2020-07 2021-08
Harish Ramachandran Kartha RO 4, 9 Rep 4, 9 2018-01 2020-12
Byung Ha Kim 金炳夏 RO 1, 4, 9 2006-05 Present
Yong Moon Kim RO 4, 9 2005-07 2007-06
Hun Bok Lee 李憲馥 RO 9 Rep 4, 9 2010-04 2012-09
Moo Bong Lee RO 1, 4 Rep 1, 4, 9 2008-01 2013-06
Pilsang Lee 李泌相 RO 1, 4, 9 Rep 1, 4, 9 2010-04 Present
Tuck Chung Lee RO 1, 4, 9 2009-05 2011-01
Cong (SFC:ALQ324) Li 李匆 RO 1, 4, 9 Rep 4, 9 2006-03 2013-07
Chung Kuang Liu 劉中光 RO 1, 4 Rep 1, 4, 9 2011-06 2012-06
Behzad Reza Nowparast RO 4, 9 Rep 4, 9 2007-11 2008-07
Cheon Woong Park RO 1, 4, 9 Rep 1, 4, 9 2011-02 2012-05
Jung Ho Rhee 李禎鎬 RO 1, 4, 9 Rep 1, 4, 9 2011-05 2023-01
Wilfred Wing Fai Sit 薛永輝 RO 1, 4, 9 2007-03 2011-05
Se Han Song RO 4, 9 Rep 4, 9 2020-03 2024-01
Kevin Tai 戴自沛 RO 1 Rep 4, 9 2018-01 2020-12
Davina Tak-Wai Tang 鄧德慧 RO 4, 9 2005-07 2006-03
Ko Tseng 曾科 RO 9 Rep 1, 4, 9 2010-10 2013-04
Jinyin Wang 王金印 RO 4, 9 Rep 1 2020-03 Present
Kam Kin Yim 嚴錦堅 RO 4, 9 Rep 4, 9 2005-07 2007-02
Lili Zhu 朱理理 RO 1, 4, 9 Rep 1, 4, 9 2025-07 Present
Hyun Su Ahn Rep 1, 4, 9 2014-11 2016-07
Sol Ahn 安松 Rep 4, 9 2010-05 Present
Azim Abbas Alvi Rep 4, 9 2008-03 2008-04
Jagdeep Singh Bansal Rep 4, 9 2022-03 2022-12
Tongtong Bing 邴彤彤 Rep 1, 4 2023-05 Present
Joao Paulo Cardoso Monteclaro Cesar Rep 1, 4, 9 2010-12 2018-10
Christopher Lai Yin Chan 陳禮賢 Rep 4, 9 2021-05 2023-03
Gary Kar Yin Chan 陳嘉彥 Rep 4, 9 2006-11 2009-04
Julia Wai Nga Chan 陳慧雅 Rep 1, 4 2016-12 2018-07
Matthew Chan 陳進傑 Rep 4, 9 2018-10 2020-12
Pui Ching Chan 陳佩貞 Rep 4, 9 2006-05 2008-10
Pui Kwan (SFC:ALF667) Chan 陳佩君 Rep 4, 9 2006-06 2014-06
Shing Chung Chan 陳承冲 Rep 1, 4, 9 2019-05 2021-07
Tsz Wang Edward Chan 陳梓泓 Rep 4, 9 2020-05 Present
Wing Fu Chan 陳永富 Rep 4, 9 2008-06 2010-05
Ying Kit (SFC:AFT458) Chan 陳英傑 Rep 1, 4, 9 2008-05 2011-03
Saniel Chandrawat Rep 4, 9 2014-07 2024-03
William Wei Han Chang 張維漢 Rep 4, 9 2018-04 2018-07
Arjya Kumar Chattoraj Rep 4, 9 2008-11 2008-12
Bingyao Chen 陈冰瑶 Rep 4, 9 2019-11 Present
Christopher Tu Hsin Chen 陳篤信 Rep 1, 4 2015-07 2017-04
Heyi Chen 陳賀亦 Rep 4, 9 2008-08 2012-08
Jian (SFC:APP559) Cheng 程健 Rep 4, 9 2007-09 2008-07
Raymond Tsz Fung Cheng 鄭子豐 Rep 4, 9 2006-07 2010-06
Ajay Kurian Cherian Rep 4, 9 2006-05 2008-05
Carmen Ka Mun Cheung 張嘉敏 Rep 1, 4, 9 2013-06 2016-10
Kik Cheung 張擊 Rep 9 2008-05 2009-12
Sharon Yuk Chee Cheung 張玉姿 Rep 1, 4, 9 2008-09 2012-05
Shing Kit Cheung 張成杰 Rep 1, 4, 9 2025-05 2026-04
Shui Fai (SFC:AIF576) Cheung 張水輝 Rep 4, 9 2006-10 2007-07
Tsz Ming Cheung 張子銘 Rep 1, 4, 9 2021-08 2024-07
Venant Chiang 蔣卓男 Rep 4, 9 2008-02 2009-04
Chun Ming Alfred Chiu 邱俊銘 Rep 1, 4, 9 2026-04 Present
Yun Seong Choi 崔潤星 Rep 4, 9 2008-07 2014-05
Shuk Ki Chow 周淑琪 Rep 4, 9 2022-06 2023-07
Jyun Chu 朱玄 Rep 4, 9 2009-11 2010-08
Kam Hau Chu 朱金巧 Rep 4, 9 2021-06 2024-03
Wing Hei Chu 朱榮熙 Rep 1, 4, 9 2014-04 2015-12
Wei Wei Chua 蔡偉煒 Rep 4, 9 2014-07 2021-04
Stephen Tsun Chung 鍾駿 Rep 1, 4 2019-11 2022-04
Alain Court 郭嘉明 Rep 1, 4, 9 2018-04 2020-07
Colin Niel Davis Rep 4, 9 2009-08 2011-07
Harshit Dwivedi Rep 1, 4, 9 2015-03 2020-06
Chi Kin Fok 霍志健 Rep 1, 4 2010-03 2010-05
Kenrick Henry Fok 霍君行 Rep 1, 4, 9 2011-06 2013-01
Arindam Ghosh Rep 4, 9 2007-02 2007-07
Martyn Christopher Gilbey Rep 1, 4, 9 2010-08 2012-02
Guillermo Francisco Ginesta Vazquez Rep 1, 4 2010-03 2011-12
Marco Giubin Rep 4, 9 2006-05 2011-12
David Charles Glickman Rep 1, 4, 9 2010-12 2014-04
Yiyang Gong 龔翌暘 Rep 4, 9 2010-01 2015-07
Feng Hai 海峰 Rep 9 2021-11 2024-03
Sangkyoon Han 韓尚均 Rep 4, 9 2008-07 2011-05
Sophia Hangyu Rep 1, 4, 9 2021-10 2024-03
Vivian Har 夏慧芸 Rep 4 2007-05 2007-06
Joon Hyuk Heo 許峻赫 Rep 4, 9 2006-09 2008-12
Lok Shan Ho 何樂山 Rep 1, 4 2017-05 2017-08
Shaw Yann Ho 何少燕 Rep 4, 9 2006-08 2007-04
Gregory Theodore Holland Rep 1, 4, 9 2011-04 2012-10
Ching Ju Ashley Hsu 許靖茹 Rep 4, 9 2010-08 2020-02
Yimin Huang 黄一民 Rep 1, 4 2024-03 2026-03
Chi Keung (SFC:ALZ728) Hui 許志強 Rep 4, 9 2006-08 2009-04
Lee Hung 洪莉 Rep 1, 4, 9 2008-02 2011-05
Eunjae Jang Rep 1, 4, 9 2010-11 2012-09
Bing (SFC:AFY976) Ji 紀冰 Rep 1, 4, 9 2023-05 2023-12
Ling Jin 金玲 Rep 1, 4, 9 2025-09 Present
Zhenxing Jin 金鎮星 Rep 1, 4, 9 2010-04 2013-06
Chao Jing 景超 Rep 1, 4, 9 2011-09 2012-09
Showing 1–100 of 228

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related