Vivian Har
夏慧芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Har (夏慧芸), a licensed former licensee with CE reference AIR309. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-08-01 | 2008-07-19 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-07-23 | 2008-07-19 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-07 | 2007-06-08 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-25 | 2007-04-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2005-04-19 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-14 | 2005-04-19 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-02 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-02 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-02 |