Jagdeep Singh Bansal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jagdeep Singh Bansal ( ), a licensed former licensee with CE reference AYC876. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-03 | 2022-12-31 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-03-03 | 2022-12-31 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 4 — Advising on securities | 2019-09-26 | 2022-07-26 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 9 — Asset management | 2019-09-26 | 2022-07-26 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-12 | 2019-09-26 |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
Rep | Type 9 — Asset management | 2018-01-12 | 2019-09-26 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2014-12-08 | 2017-01-31 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-09-27 | 2014-09-05 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-27 | 2014-09-05 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-09-27 | 2014-09-05 |