Nine Masts Capital Limited

天元資本有限公司
CE No. AUV486 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nine Masts Capital Limited (天元資本有限公司), a Hong Kong-based licensed corporation with CE reference AUV486. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 21 (total recorded over time: 67). Earliest licence on file: 2010-05-11.

Registered address

Level 20, One IFC, 1 Harbour View Street, Central

Licence history

ActivityFromTo
Type 9 — Asset management 2010-05-11 present

Licensed staff (all-time) (67)
Active on date

Name Activities First licensed To
Ron Armin Schachter RO 9 2010-05 Present
James Xinjun Tu RO 9 2010-05 2019-07
Bing Wang 王兵 RO 9 2010-05 Present
Saurabh Agrawal Rep 9 2015-04 2020-07
Mustafa Akay Rep 9 2025-04 2025-10
Mykola Andrianov Rep 9 2022-01 2022-06
Roopali Arora Rep 9 2024-07 Present
Jagdeep Singh Bansal Rep 9 2014-12 2017-01
James Richard Barrett Rep 9 2025-01 Present
Alain Cesare Bordoni Rep 9 2019-03 2021-07
Maxime Brel Rep 9 2020-09 2022-06
Shawn Campbell Rep 9 2021-12 Present
Jacob Elliot Carnow Rep 9 2011-12 2015-04
Elton Chi Kin Chan 陳沚鍵 Rep 9 2016-09 2019-07
Ho Ting Chang 張賀婷 Rep 9 2023-12 Present
Jinpeng Chang 常晋鵬 Rep 9 2014-04 2016-09
Joseph Chia-Jung Chang 張家榮 Rep 9 2012-05 2014-11
Christopher Chi Leong Cheng 鄭志亮 Rep 9 2015-05 2017-01
Chi Leung Cheung 張智良 Rep 9 2026-04 2026-05
Vanessa Wai Lam Choi 蔡瑋琳 Rep 9 2018-01 2019-05
Vikram Dhand Rep 9 2025-07 Present
Josh Sheng Du 杜晟 Rep 9 2016-05 2018-12
Luca Franco Demichelis Rep 9 2022-06 2024-08
Kam Wing Fung 馮錦榮 Rep 9 2020-01 Present
Andrew D Goodwin Rep 9 2014-11 2021-03
Yunfan He 何云帆 Rep 9 2012-05 2020-02
Sai Man Ho 何世民 Rep 9 2012-05 Present
Xing Hu 胡星 Rep 9 2025-06 Present
Shangting Huang 黃尚廷 Rep 9 2015-08 2017-03
Wei (SFC:AVF558) Huang 黃薇 Rep 9 2019-04 2025-01
Pratik Irle Rep 9 2024-12 Present
Lu (SFC:AWT304) Jin 金路 Rep 9 2015-03 2017-08
Barnaby Arthur Cecil Joll Rep 9 2026-03 Present
Curtis Chung Lun Kwan 關中麟 Rep 9 2018-06 2022-04
David Hon Wa Lai 賴瀚華 Rep 9 2018-08 2022-07
Kihyuck Lee Rep 9 2018-06 2021-09
Curtis C Lehnert 藍宇軒 Rep 9 2011-03 2014-10
Mohamed-Idriss Lemsitef Rep 9 2023-06 2025-11
Yaohua Lian 連瑤華 Rep 9 2011-03 2017-10
Eugene Lien 連進 Rep 9 2011-04 2019-07
Yin Lin 林印 Rep 9 2014-09 2020-05
Levi Littmann Rep 9 2016-08 2022-04
Hao (SFC:BOI964) Luo 羅皓 Rep 9 2019-05 Present
Daniel Owen McCosker Rep 9 2018-01 2019-09
Benoit Jean Meulot Rep 9 2016-05 2021-09
David Matthew Minarik Rep 9 2017-05 2020-08
Girish Mithran Rep 9 2019-11 2020-07
Olivier Eric James Paoletti Rep 9 2022-06 2025-01
Stefano Giorgio Alberto Paolo Pennisi Rep 9 2016-08 2017-12
Emmanuel Rizzi Rep 9 2012-04 2024-10
Philipp Schoenhuber Rep 9 2024-12 Present
Xiaoting Sha 沙晓婷 Rep 9 2018-01 Present
Jiaye Shen 沈佳燁 Rep 9 2024-03 2025-08
Peng Shen 沈鵬 Rep 9 2017-05 2020-06
Jason Jagpal Singh Rep 9 2023-10 Present
Wai Fung (SFC:BRA544) Tang 鄧煒鋒 Rep 9 2021-04 Present
Tsz Ching (SFC:BHT922) Tong 湯芷晴 Rep 9 2017-12 2019-07
Albert Wang 王文奇 Rep 9 2016-08 2019-03
Joel David Werner Rep 9 2024-12 2026-04
Hiu Fung Wu 胡曉鋒 Rep 9 2017-12 2023-04
Qi Wu 吳奇 Rep 9 2023-02 Present
Anthony Kwun Toh Yik 易君濤 Rep 9 2018-01 2019-01
Timothy Churk Yue Yip 葉卓儒 Rep 9 2021-08 Present
Ka Kong Yu 余嘉剛 Rep 9 2015-08 2020-10
Tak Hei Yu 余德熙 Rep 9 2017-03 2018-07
Jung Yoo Yun Rep 9 2020-04 Present
Taojun Zhou 周濤俊 Rep 9 2015-10 Present
Showing 1–67 of 67

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related