Peng Shen
沈鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Shen (沈鵬), a licensed Representative with CE reference ATI393. Currently licensed at 1 firm(s): Dymon Asia Capital (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2020-06-26 | present |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2017-05-02 | 2020-06-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2017-03-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2017-03-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-04 | 2017-03-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-09 | 2010-06-26 |