Ka Kong Yu
余嘉剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kong Yu (余嘉剛), a licensed Responsible Officer with CE reference AXL635. Currently licensed at 1 firm(s): Regal Partners (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Regal Partners (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2025-07-18 | present |
| Regal Partners (Hong Kong) Limited |
RO | Type 9 — Asset management | 2025-07-18 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-03-16 | 2024-11-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-15 | 2021-02-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-15 | 2021-02-04 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2015-08-13 | 2020-10-31 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-10-08 | 2015-04-17 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2012-06-12 | 2014-02-24 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-16 | 2012-02-16 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-16 | 2012-01-30 |