Saurabh Agrawal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Agrawal ( ), a licensed former licensee with CE reference AHM906. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-08-01 | 2025-07-18 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2021-03-11 | 2022-03-31 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2015-04-15 | 2020-07-31 |
| Azentus Capital Management Limited | Rep | Type 9 — Asset management | 2011-03-03 | 2015-03-31 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-07 | 2011-01-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2011-01-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |