Yaohua Lian
連瑤華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaohua Lian (連瑤華), a licensed Responsible Officer with CE reference AWY698. Currently licensed at 1 firm(s): EM Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-24 | present |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-24 | present |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 9 — Asset management | 2022-08-24 | present |
| C&F Asset Management HK Limited | RO | Type 4 — Advising on securities | 2017-10-19 | 2021-11-25 |
| C&F Asset Management HK Limited | RO | Type 9 — Asset management | 2017-10-19 | 2021-11-25 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2011-03-14 | 2017-10-15 |