C&F Asset Management HK Limited

CE No. BJV683 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for C&F Asset Management HK Limited, a Hong Kong-based licensed corporation with CE reference BJV683. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 8). Earliest licence on file: 2017-10-19.

Registered address

05-161, 5/F, The Quayside, 77 Hoi Bun Road, Kwun Tong, Kowloon

Licence history

ActivityFromTo
Type 4 — Advising on securities 2017-10-19 present
Type 9 — Asset management 2017-10-19 present

Licensed staff (all-time) (8)
Active on date

Name Activities First licensed To
Kam Kay Au-Yeung 歐陽錦基 RO 4, 9 2023-05 2024-09
Xuejie He 何雪杰 RO 4, 9 2026-03 Present
Chun Tung Lau 劉震東 RO 4, 9 2022-05 2023-04
Yaohua Lian 連瑤華 RO 4, 9 2017-10 2021-11
Ye Zhang 張曄 RO 4, 9 2017-10 2025-09
Qiao Zou 鄒橋 RO 4, 9 Rep 4, 9 2024-12 Present
Lei (SFC:AUG807) Li 李蕾 Rep 4, 9 2023-04 2025-09
Xiaoqi Xue 薛肖琦 Rep 4, 9 2020-08 2021-12
Showing 1–8 of 8

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related