Ye Zhang
張曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Zhang (張曄), a licensed former licensee with CE reference AOS487. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C&F Asset Management HK Limited | RO | Type 4 — Advising on securities | 2017-10-19 | 2025-09-01 |
| C&F Asset Management HK Limited | RO | Type 9 — Asset management | 2017-10-19 | 2025-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-18 | 2012-05-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-18 | 2012-05-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-18 | 2012-05-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-09-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-04-07 | 2010-09-04 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-07 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-23 | 2009-03-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-23 | 2009-03-31 |