Byung Ha Kim
金炳夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Byung Ha Kim (金炳夏), a licensed Responsible Officer with CE reference AMV363. Currently licensed at 2 firm(s): Mirae Asset Capital (China) Limited, Mirae Asset Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-28 | present |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-29 | present |
| Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司 |
RO | Type 9 — Asset management | 2012-11-29 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-11-27 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-05-15 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2006-05-15 | present |