Joao Paulo Cardoso Monteclaro Cesar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joao Paulo Cardoso Monteclaro Cesar, a licensed Representative with CE reference AWK004. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | Rep | Type 1 — Dealing in securities | 2018-11-26 | present |
| Cohen & Steers Asia Limited | Rep | Type 4 — Advising on securities | 2018-11-26 | present |
| Cohen & Steers Asia Limited | Rep | Type 9 — Asset management | 2018-11-26 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2018-10-26 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-03 | 2018-10-26 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-03 | 2018-10-26 |