Cohen & Steers Asia Limited

CE No. ALZ367 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cohen & Steers Asia Limited, a Hong Kong-based licensed corporation with CE reference ALZ367. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 14 (total recorded over time: 29). Earliest licence on file: 2005-07-29.

Registered address

Unit 3301B, 33/F, The Henderson, No. 2 Murray Road

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2007-08-17 present
Type 4 — Advising on securities 2005-07-29 present
Type 9 — Asset management 2006-04-13 present

Licensed staff (all-time) (29)
Active on date

Name Activities First licensed To
Wai Ming (SFC:ALT876) Chan 陳偉明 RO 1, 4 Rep 1, 4 2010-06 Present
Yat Ming Cheung 張一鳴 RO 4, 9 2005-07 2008-11
Yanlin Ding 丁燕琳 RO 4 Rep 4 2010-06 Present
Dane Alan Garrood RO 4, 9 Rep 4, 9 2012-12 Present
Stephen Desmond Kenneally RO 1, 4, 9 2006-04 2022-12
Leon Chi Yeung Ko 高子揚 RO 4 Rep 4, 9 2006-09 Present
Steve Hin Fai Lam 林顯輝 RO 1 Rep 9 2006-05 Present
Wai Lim Leung 梁緯濂 RO 1, 4, 9 Rep 1, 4, 9 2012-09 Present
Benjamin Wesley Morton RO 4 2018-01 Present
Lisa Donoghue Phelan RO 4, 9 2005-07 2008-07
Luke Joseph Sullivan RO 4, 9 Rep 4, 9 2008-08 2019-01
Joao Paulo Cardoso Monteclaro Cesar Rep 1, 4, 9 2018-11 Present
Jackie Tsun Kit Choy 蔡俊傑 Rep 4 2010-07 2011-08
James Scott Corl Rep 9 2007-06 2008-02
Scott Thomas Crowe Rep 9 2007-06 2012-05
Kelly Kar Yee Lam 林嘉儀 Rep 1, 4 2017-12 2025-01
Amy Ka Ping Luk 陸嘉萍 Rep 4 2007-08 2010-05
Charles Joseph McKinley Rep 1 2018-01 2018-02
Charlotte Hoi Yin Ng 吳愷然 Rep 4 2010-04 2012-04
Vivian Ying Ping Ngoh 伍盈萍 Rep 1, 4 2015-01 2017-12
Sayuri Ohyagi 大八木小百合 Rep 4 2006-06 2009-04
Julian Jatayu Perlmutter Rep 4, 9 2008-10 2012-03
Stephen Michael Quan Rep 4, 9 2009-06 Present
Andrew Yoon Hyun Shin Rep 1 2025-08 Present
Fraser Clyde McLellan Smith Rep 4, 9 2019-07 Present
Felix Chin Hang Tsang 曾展亨 Rep 1, 4 2017-09 Present
Li Yen Wee Rep 1 2025-03 Present
Dorothy Long Yan Wong 黃朗恩 Rep 1, 4 2025-12 Present
Helen Wai Wah Wong 王偉華 Rep 4 2005-12 2007-04
Showing 1–29 of 29

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