Cohen & Steers Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cohen & Steers Asia Limited, a Hong Kong-based licensed corporation with CE reference ALZ367. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 14 (total recorded over time: 29). Earliest licence on file: 2005-07-29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Unit 3301B, 33/F, The Henderson, No. 2 Murray Road
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-08-17 | present |
| Type 4 — Advising on securities | 2005-07-29 | present |
| Type 9 — Asset management | 2006-04-13 | present |
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Ming (SFC:ALT876) Chan 陳偉明 | RO 1, 4 Rep 1, 4 | 2010-06 | Present |
| Yat Ming Cheung 張一鳴 | RO 4, 9 | 2005-07 | 2008-11 |
| Yanlin Ding 丁燕琳 | RO 4 Rep 4 | 2010-06 | Present |
| Dane Alan Garrood | RO 4, 9 Rep 4, 9 | 2012-12 | Present |
| Stephen Desmond Kenneally |