Dane Alan Garrood

CE No. AZC150 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dane Alan Garrood, a licensed Responsible Officer with CE reference AZC150. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
Cohen & Steers Asia Limited RO Type 4 — Advising on securities 2019-07-12 present
Cohen & Steers Asia Limited RO Type 9 — Asset management 2019-07-12 present
Cohen & Steers Asia Limited Rep Type 4 — Advising on securities 2012-12-03 2019-07-12
Cohen & Steers Asia Limited Rep Type 9 — Asset management 2012-12-03 2019-07-12
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2012-03-02 2012-11-26
UBS Asset Management (Hong Kong) Limited Rep Type 9 — Asset management 2012-03-02 2012-11-26

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