Stephen Desmond Kenneally
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Desmond Kenneally ( ), a licensed former licensee with CE reference AIU683. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 1 — Dealing in securities | 2007-08-17 | 2022-12-30 |
| Cohen & Steers Asia Limited | RO | Type 4 — Advising on securities | 2007-03-20 | 2022-12-30 |
| Cohen & Steers Asia Limited | RO | Type 9 — Asset management | 2006-04-13 | 2022-12-30 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2004-01-14 | 2005-11-30 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2004-01-14 | 2005-11-30 |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2004-01-14 | 2005-11-30 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2004-01-14 | 2005-11-30 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2004-01-14 | 2005-11-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-05-29 | 2004-01-14 |