Ho Wah Fok
霍浩華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wah Fok (霍浩華), a licensed Responsible Officer with CE reference AVQ212. Currently licensed at 1 firm(s): Mirae Asset Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-18 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-07-18 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2024-07-18 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-20 | 2024-07-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-20 | 2024-07-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-01-20 | 2024-07-18 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-23 | 2022-01-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-23 | 2022-01-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-23 | 2022-01-19 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2018-07-30 | 2021-06-30 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2018-07-30 | 2021-06-30 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2018-07-30 | 2021-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2018-07-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-04 | 2018-07-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2010-08-04 | 2018-07-13 |