Polen Capital HK Limited

CE No. ABA410 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polen Capital HK Limited, a Hong Kong-based licensed corporation with CE reference ABA410. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 60). Earliest licence on file: 2012-09-28.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Unit 3528, Level 35, Two Pacific Place, No. 88 Queensway, Admiralty

Licence history

Activity	From	To
Type 1 — Dealing in securities	2025-05-02	present
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present
Type 1 — Dealing in securities	2012-09-28	2021-09-16
Type 6 — Advising on corporate finance	present	2004-10-19

Licensed staff (all-time) (60)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Clarence Choon Wei Chan	RO 1, 4, 9 Rep 1, 4, 9	2014-03	2021-07
Pamela Suk On Chan Lu 陳呂淑安	RO 4, 9 Rep 4, 9	2012-10	2014-11
Swee Wei Chee 植思輝	RO 4, 9 Rep 4, 9	2016-11	Present
Christopher Edwin Darling	RO 1, 4, 9 Rep 1, 4, 9	2012-10	2023-01
Yingying Dong 董鶯鶯	RO 4, 9 Rep 4, 9	2015-12	Present
William Walter Raleigh Kerr	RO 1, 4, 9	2004-05	2013-09
Robert John Daniel Lloyd George	RO 1, 4, 9	2004-10	2014-04
Ying Lui 呂盈	RO 1, 4, 9 Rep 4, 9	2015-01	Present
Stephen Yat Fai Ma 馬日暉	RO 1, 4, 9 Rep 4, 9	2014-11	2016-07
Miranda Cheuk Nam Poon 潘綽嵐	RO 1 Rep 4	2024-08	Present
Amit Prakash	RO 1, 4, 9	2014-05	2015-12
Raveendra Sriskandarajah	RO 1, 4, 9	2016-05	2020-07
Man Fat Tang 鄧萬發	RO 4, 9 Rep 4, 9	2012-10	2014-02
Yi (SFC:BDN986) Xie 謝怡	RO 1, 4, 9 Rep 1, 4, 9	2014-07	2017-06
Syed Daanish Al-Karimi	Rep 1, 4	2014-06	2021-02
Adrian Tsang Kwong Chan 陳增光	Rep 1, 4, 9	2017-12	2020-05
Kam Chau Raymond Chan 陳錦秋	Rep 1	2014-11	2015-01
Tak Mo Chan 陳德武	Rep 1, 4	2017-03	2017-09
Tzu-Yuan Chen 陳姿元	Rep 4, 9	2012-10	2014-04
Vivian Chun Chun Cheung 張俊珍	Rep 1, 4	2017-11	2018-04
How Teng Chiou	Rep 4, 9	2014-02	2015-05
Kwun Chung Chow 周冠仲	Rep 1, 4, 9	2018-09	2021-05
Man Chow 周敏	Rep 1, 4, 9	2015-07	2017-06
Fiona Chak-Yan Corner 陳澤恩	Rep 4, 9	2014-03	2015-04
Ho Wah Fok 霍浩華	Rep 1, 4, 9	2018-07	2021-06
Hiu Wun Fu 傅曉媛	Rep 1, 4	2012-10	2015-11
Lai Ping Cecily Fung 馮麗萍	Rep 1, 4	2015-01	2015-09
Wing Sze Fung 馮詠詩	Rep 1, 4, 9	2014-04	2021-05
Masaomi Gomi 五味正臣	Rep 4, 9	2012-10	2015-04
Xin Hu 胡昕	Rep 1, 4	2015-08	2017-09
Irina Hunter	Rep 4, 9	2012-01	2015-10
Wing Lai Jap 葉永麗	Rep 4, 9	2012-10	2015-10
Yukari Kunimoto	Rep 1, 4	2016-06	2018-12
Anthea Nga Ting Lai 賴雅婷	Rep 1, 4, 9	2012-10	2014-04
Si U Lam 林斯渝	Rep 1	2014-06	2014-11
Alfred Lee	Rep 1	2015-02	2015-04
Seungyoung Lee	Rep 1, 4	2018-12	2021-02
Ngar Nai Leung 梁雅妮	Rep 1, 4	2012-10	2017-12
Wai Ling Leung 梁惠玲	Rep 1, 4	2015-01	2015-09
Wing Yan Leung 梁詠欣	Rep 1, 4	2012-10	2015-09
Yi Fun Peggy Leung 梁綺芬	Rep 1, 4	2012-10	2015-09
Yimiao Li 李逸邈	Rep 4, 9	2018-05	2022-07
Andrew Mark Limond	Rep 4, 9	2012-10	2013-04
Hamish John Garrow Mair	Rep 1	2018-10	2018-10
Adrian Keith Patton	Rep 1	2016-05	2016-05
Jianhong Peng 彭劍弘	Rep 4, 9	2020-08	2021-12
Hayden Hei Ting Pong 龐熙霆	Rep 1, 4	2012-10	2015-06
Ernesto Ramos	Rep 1	2014-11	2014-11
Romain Alexander Rigby 黎龍敏	Rep 4, 9	2012-10	2015-05
Christopher Ping Yin Tang 鄧秉賢	Rep 4, 9	2012-10	2015-05
Keith James Taylor	Rep 4, 9	2014-07	2018-07
Chin Wei Teoh 張津偉	Rep 1, 4	2018-02	2021-02
Ligeng Tian 田勵耕	Rep 4, 9	2012-10	2014-04
May Ling Wee 黃美玲	Rep 4, 9	2012-10	2015-04
Amanda Clare Whitmore Snow 魏麗明	Rep 1, 4	2012-10	2016-05
Gladys Chi-Ching Wong 黃志貞	Rep 1, 4	2012-10	2015-09
Na Xu 徐娜	Rep 1	2014-06	2016-06
Lin (SFC:AOA395) Ye 葉林	Rep 1, 4, 9	2012-10	2015-08
Wai Fun Yeung 楊慧芬	Rep 1, 4	2012-10	2015-11
Weikang Zhan 詹衛康	Rep 4, 9	2023-03	Present