Tak Mo Chan
陳德武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Mo Chan (陳德武), a licensed Representative with CE reference BIZ898. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-02-28 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-25 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-25 | present |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2017-03-09 | 2017-09-30 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2017-03-09 | 2017-09-30 |