State Street Global Advisors Asia Limited

道富環球投資管理亞洲有限公司
CE No. AEI343 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for State Street Global Advisors Asia Limited (道富環球投資管理亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AEI343. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 32 (total recorded over time: 191). Earliest licence on file: 2015-07-02.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

68/F, Two International Finance Centre, 8 Finance Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2015-07-02 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2015-07-16

Licensed staff (all-time) (191)
Active on date

Name Activities First licensed To
Kevin David Anderson RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2013-08 Present
Michele Anne Barlow RO 4, 5, 9 Rep 1, 4, 5, 9 2018-05 2025-05
David Kwun Chai RO 4, 5, 9 Rep 4, 5, 9 2006-09 2017-06
Hon Wing Cheung 張漢榮 RO 1, 4, 5, 6, 9 Rep 4, 5, 6, 9 Pre-2003 2017-07
Wai Fai Cheung 張偉輝 RO 1, 2 Rep 1, 2, 4, 5, 6, 9 Pre-2003 Present
Lai Heng Chin 陳麗卿 RO 1 Rep 4, 5, 6, 9 Pre-2003 2009-02
Victor Wai Tak Chu 褚偉德 RO 1, 4, 5 Rep 1, 4, 5 2016-09 Present
Lochiel Cameron Crafter RO 1, 4, 5, 6, 9 2007-08 2014-09
Kelly Quinn Driscoll RO 1, 4, 5, 6, 9 2009-01 2011-12
Vincent Duhamel RO 1, 4, 5, 6, 9 Pre-2003 2005-08
Frank Henze RO 6 Rep 1, 4 2011-01 2014-06
Hoi Pan Hui 許海濱 RO 4, 5, 9 Rep 4, 5, 9 2003-04 Present
Ting (SFC:AOX306) Li 李婷 RO 1, 4, 5, 6, 9 Rep 1, 9 2007-07 2015-07
Yan Yan Li 李茵茵 RO 6 2006-02 2007-03
Ka Ying Lo 羅嘉盈 RO 1, 2 Rep 1, 2, 9 2018-10 Present
Stephen Warren Mantle RO 1, 2 Rep 1, 4, 5, 6, 9 Pre-2003 2016-07
Marcus Miholich RO 1, 4 2024-08 2025-02
Justin John Pascoe RO 1, 4, 5, 6, 9 Rep 4, 5, 6, 9 Pre-2003 2006-12
Winnie Wing Nin Pun 潘詠年 RO 1, 4, 5, 6, 9 Rep 4, 6, 9 Pre-2003 2005-07
Bernard Patrick Reilly RO 1, 4, 5, 6, 9 2005-08 2014-05
David Andrew Rogers RO 1, 2, 9 Rep 1, 2, 9 2017-01 2020-03
Hiu Ting Siu 蕭曉婷 RO 1, 4 Rep 1, 4 2020-10 Present
Graham Alan Roger Sorrell RO 1, 2 2023-05 Present
Meaghan Elizabeth Victor RO 1, 4 Rep 1, 4 2020-12 2026-04
June Wai Man Wong 黃慧敏 RO 1, 4, 5, 9 2016-08 2021-01
Sammy Ka Tak Yip 葉家德 RO 1, 4, 5, 9 Rep 1, 4, 5, 6, 9 Pre-2003 2010-04
Flora Elizabeth Margaret Young Herries RO 1, 4 Rep 1, 4, 5 2024-08 Present
Brad Aaron Aham Rep 4, 5, 6, 9 Pre-2003 2011-12
Azim Abbas Alvi Rep 4, 5, 9 2008-07 2009-01
James William Amatt Rep 4, 5, 9 2008-09 2009-02
Bruce Raymond Apted Rep 1, 4 2023-03 2026-04
Bonnie Arculli 夏瞳 Rep 1, 4, 6 2010-05 2010-08
Irene Nga Yu Au 區雅如 Rep 1, 4, 9 2009-06 2012-10
Wilson Wai Kwan Au 歐維鈞 Rep 4, 5, 9 2009-11 2013-07
Hongyan Bi 畢宏燕 Rep 1, 4, 5 2015-04 2018-01
George Anthony Bicher III Rep 1, 4 2019-05 2019-09
Karen Alyssa Brindle Rep 1 2006-08 2007-04
Yu Cai 蔡玉 Rep 1, 4 2018-04 2020-01
Ciaran Patrick Casey Rep 4, 5, 6, 9 Pre-2003 2007-07
Alexander Kin Yung Chan 陳健勇 Rep 1, 4 2023-09 Present
Chun Man (SFC:AGJ907) Chan 陳俊文 Rep 1, 4 2012-04 2020-04
Julia Wai Nga Chan 陳慧雅 Rep 1, 4 2018-08 2019-02
Kerry Yu Chan 陳愉 Rep 1, 4 2011-06 2014-06
Sindy Sin Nei Chan 陳仙妮 Rep 1, 4, 5, 9 2008-12 2013-05
Tak Mo Chan 陳德武 Rep 1, 4, 5 2018-01 Present
Solomon Hing Pong Chang 陳興邦 Rep 1, 4, 5 2022-10 Present
Yunyan Chen 陳韵彥 Rep 1, 4, 5 2022-09 Present
Amy Chao Ling Cheng Rep 4, 5, 9 2008-01 2008-07
Conrad Kam Wah Cheng 鄭錦華 Rep 1, 4, 9 2008-05 2009-07
Xing Cheng 程星 Rep 1, 4, 5 2018-01 2022-06
Rebecca Jane Chesworth Rep 1, 4 2025-08 2025-08
Christopher Pui Hei Cheung 鍾培熙 Rep 4, 5, 9 2010-11 2015-08
Koon Wai Cheung 張冠偉 Rep 1, 4, 9 2007-08 2008-07
Man Ling Cheung 張敏玲 Rep 4, 5, 9 2006-08 2018-06
Tsz Wang Cheung 張子宏 Rep 1, 2, 4, 5, 9 2008-08 2018-06
Yee Yan Elaine Cheung 張懿恩 Rep 4, 5, 9 2010-09 2016-03
Man Yi Chin 錢敏怡 Rep 1, 4, 5, 9 2005-12 2016-09
Eric Kam Piu Choi 蔡錦標 Rep 4, 5, 6, 9 Pre-2003 2007-03
William Wai Chiu Chow 曹偉超 Rep 4, 5, 9 2004-09 2008-04
Andreas Constantoulakis Rep 1, 2 2016-10 2016-10
Valery Guy Leon Derbaudrenghien Rep 1, 2, 9 2019-01 2020-10
Olivia Jane Engel Rep 1, 4, 5 2016-10 2019-08
Daniel Patrick Farley Rep 1, 4, 5 2017-06 2024-03
Zoltan Feledy Rep 4, 5, 9 2009-05 2011-04
David Alan Fraser Fletcher Rep 1, 4 2019-05 2024-10
Agnes Men Chee Fung 馮敏姿 Rep 1, 4 2009-03 2009-04
Ching Yin Fung 馮正彥 Rep 4, 5, 9 2008-07 2016-06
Ha Yung Fung 馮夏融 Rep 1, 4, 5 2018-07 2018-11
Yuen Tsun Fung 馮苑蓁 Rep 1, 4, 5 2013-06 2016-05
Janet Lynn Gillies Rep 1, 4, 5, 6, 9 Pre-2003 2007-04
Barry John Glavin Rep 1, 4, 5 2018-02 2018-03
Sanjib Guha Rep 4, 9 2016-07 2018-02
Yue Yi Guo 郭玥儀 Rep 1, 9 2007-10 2012-02
Ji Ho Han Rep 4, 5 2018-07 2019-06
Rory Patrick Hartnett Rep 1, 2, 9 2019-08 Present
Lori Miller Heinel Rep 4 2019-01 2019-12
Ka Ho Ho 何嘉豪 Rep 1, 4, 5 2014-07 2015-12
Pui Kwan Ho 何佩筠 Rep 4, 5, 9 2006-04 2013-07
Kim Hochfeld Rep 1, 4 2023-05 2023-05
In Sook Hong Rep 1, 4, 5, 9 2008-06 2010-01
Huihui Huang 黃徽徽 Rep 1, 4, 5 2012-04 2012-09
Sen Woei Huang 黃森瑋 Rep 1, 4 2026-01 Present
Lee Hung 洪莉 Rep 1, 4, 5 2017-02 Present
Kyung Hyun Hwang Rep 1, 2 2023-08 Present
Yin Tong Ip 葉彦彤 Rep 1, 4 2026-04 2026-04
Janjira Jaruprateepkul Rep 1, 4 2023-05 2024-05
Kishore Lakshman Karunakaran Rep 1, 4, 5 2017-06 2018-11
Jun Sub Kim Rep 1, 4, 5 2023-08 Present
Brian Arthur Kinney Rep 1 2015-09 2015-10
Charles Cheong Ping Kwok 郭昌平 Rep 1, 4, 5 2016-07 2019-01
Stanley Wai Leung Kwok 郭偉良 Rep 4, 5, 9 2003-05 2009-06
Yuen Wan Edwin Kwok 郭元運 Rep 1, 4, 5 2016-05 2016-07
Shuk Ngan Kwong 鄺淑顏 Rep 1, 4, 6 2012-06 2015-06
Ying Lan 蘭瀅 Rep 4, 5 2023-06 Present
Chi Leung Lau 劉志良 Rep 4, 9 2016-07 Present
Teong Gee Lee 李忠義 Rep 4, 5, 6, 9 Pre-2003 2005-05
Thomas James Leggett Rep 1, 2 2018-06 2018-07
Julien Paul Manuel Lepine Rep 4, 5, 9 2013-10 2017-02
Ka Wai (SFC:AOK606) Leung 梁家瑋 Rep 1, 4, 5 2017-05 2021-01
Pui Fun Leung 梁佩芬 Rep 1, 4 2012-01 2018-09
Showing 1–100 of 191

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