Flora Elizabeth Margaret Young Herries
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Flora Elizabeth Margaret Young Herries, a licensed Responsible Officer with CE reference BRR765. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-04 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2025-07-04 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-11-04 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-09 | 2025-07-04 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-09 | 2025-07-04 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-22 | 2024-03-04 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-22 | 2024-03-04 |