Chi Leung Lau
劉志良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Leung Lau (劉志良), a licensed Representative with CE reference APH032. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-06 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-09-07 | 2023-04-26 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2012-07-20 | 2014-10-29 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-05 | 2012-07-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-09-10 | 2009-01-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-10 | 2009-01-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-24 | 2009-01-31 |