AP Asset Management (HK) Limited

CE No. AKI977 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AP Asset Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference AKI977. Current licensed staff on file: 0 (total recorded over time: 53). Earliest licence on file: 2004-07-07.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2004-10-05 2021-04-21
Type 4 — Advising on securities 2004-07-07 2013-12-04
Type 5 — Advising on futures contracts 2004-08-26 2013-12-04
Type 9 — Asset management 2004-07-07 2021-04-21

Licensed staff (all-time) (53)
Active on date

Name Activities First licensed To
Ngai Fai Cheng 鄭毅暉 RO 1, 4, 5, 9 Rep 9 2009-01 2015-01
Henry Kim Cho RO 9 2006-07 2009-11
Chi Hang Fung 馮志恆 RO 1, 9 Rep 1, 9 2016-11 2020-01
Paul Lincoln Heffner RO 1, 4, 5, 9 2004-07 2009-12
John David Lawrence RO 1, 4, 9 Rep 1, 4, 9 2004-09 2008-09
Yvonne Won Yee Leung 梁韻怡 RO 1, 4, 9 Rep 1, 4, 9 2004-11 2008-09
Hok Kwan Li 李學群 RO 4, 9 Rep 9 2007-05 2011-08
Alan Chi Lun Liu 廖志崙 RO 1, 4, 9 Rep 1, 4, 9 2006-12 2008-06
Gary Huan Chieh Liu 劉煥傑 RO 1, 4, 5, 9 Rep 1, 9 2009-03 2020-09
Edmund Lingjian Lu 盧淩堅 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2005-04 2010-06
David Ching Chi Ruan RO 1, 4, 5, 9 2004-07 2011-09
Chi Ming Wat 屈志銘 RO 1, 9 Rep 1, 9 2018-04 2021-04
Leung Man Wong 黃良文 RO 1, 4, 5, 9 2011-07 2014-05
Raphael Ngai Wang Wu 胡毅弘 RO 1, 9 Rep 1, 9 2014-12 2015-12
Yu Ming Yung 翁耀明 RO 1, 9 Rep 1, 9 2014-03 2016-11
Sophie Valerie Louba Biro Rep 4 2011-05 2011-06
Daniel Aidan Casali Rep 1 2009-11 2012-05
Philip Shau Hong Chan 陳秀匡 Rep 1, 4, 9 2006-06 2006-10
Zhuo Fei Chen Rep 4, 9 2008-07 2008-10
Zi Mu Chen Rep 9 2007-10 2010-11
Sung Yip Chiu 趙崇業 Rep 1, 4, 9 2004-10 2008-09
Christina Wing Sze Chung 鍾詠詩 Rep 4, 9 2008-11 2009-05
Aneurin Maatchiman Easwaran Rep 9 2011-11 2012-05
Choy Peng Foo 胡翠屏 Rep 4, 9 2007-10 2007-12
Hui Fang Foo 符慧芳 Rep 9 2009-10 2010-04
Ying Ho 何英 Rep 1, 4 2005-06 2007-04
Xiaoyang Kang 康曉陽 Rep 1, 4, 9 2006-04 2009-09
Wing Keung Lam 林永強 Rep 9 2007-11 2010-07
Chi Leung Lau 劉志良 Rep 9 2012-07 2014-10
Chi Kwong Law 羅志光 Rep 1, 4, 9 2004-09 2008-09
Sai Fan Lee 李世璠 Rep 1, 4, 5, 9 2007-03 2008-09
Chor Ming Leung 梁礎銘 Rep 1, 4, 5, 9 2006-10 2007-11
Koon Chung Leung 梁貫中 Rep 9 2008-06 2008-11
Hui (SFC:ACF342) Li 李慧 Rep 4, 9 2007-05 2013-11
Sau Fat Lim 林守發 Rep 4, 9 2008-02 2009-12
Chi Ching Liu 廖芷菁 Rep 1, 4, 9 2006-12 2008-06
William Wai Hing Liu 廖為興 Rep 1, 4, 9 2005-05 2005-10
Yin Man Lo 盧燕雯 Rep 9 2007-10 2012-02
Chun Bond Mak 麥俊邦 Rep 1, 4, 9 2005-07 2007-10
Paula Patricia Marriott Rep 1, 4, 9 2004-09 2008-09
Kitty Kit Yee Ng 吳潔怡 Rep 4, 9 2008-08 2009-12
David Tuck Meng Owyong 歐陽德銘 Rep 1, 4, 9 2006-03 2006-06
Selina Hoi Yan Sze 施愷殷 Rep 1, 4, 9 2008-01 2009-12
Pak Kin Tai 戴伯乾 Rep 1, 4, 9 2004-09 2008-09
Kwandy Tanudiredja Rep 1, 4, 9 2008-02 2009-12
Yin Lam Wan 尹燕琳 Rep 1, 4, 9 2007-02 2009-12
Barbara Shiuan Wang 王瑄 Rep 1, 4, 9 2006-01 2006-01
Alan Pui Lun Wong 黃沛麟 Rep 1, 4, 5, 9 2006-09 2009-12
Hiu Man Wong 王曉敏 Rep 1, 4, 9 2005-10 2006-01
Jackit Wing Sze Wong 黃詠詩 Rep 1, 4, 9 2007-02 2007-09
Shy Kuo Wong Rep 4, 9 2008-08 2009-12
Wing Hon Wong 黃榮漢 Rep 1, 4, 9 2004-10 2005-10
David Tai Wai Yen 閻大偉 Rep 1, 4, 9 2005-06 2005-11
Showing 1–53 of 53

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