Paula Patricia Marriott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paula Patricia Marriott, a licensed Representative with CE reference AEJ326. Currently licensed at 1 firm(s): CBH Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-20 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-20 | present |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-06-20 | present |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2008-08-04 | 2019-06-06 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2008-08-04 | 2019-06-06 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2008-08-04 | 2019-06-06 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2004-12-17 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2004-09-03 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2004-09-03 | 2008-09-26 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-14 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-14 |