David Ching Chi Ruan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ching Chi Ruan, a licensed Responsible Officer with CE reference ADP750. Currently licensed at 1 firm(s): RAYS Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 |
RO | Type 4 — Advising on securities | 2012-03-28 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
RO | Type 9 — Asset management | 2012-03-28 | present |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-21 | 2012-03-28 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 — Asset management | 2011-11-01 | 2012-03-28 |
| Ajia-RPMH (HK) Limited |
RO | Type 9 — Asset management | 2005-05-17 | 2006-03-06 |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2004-10-05 | 2011-09-30 |
| AP Asset Management (HK) Limited | RO | Type 5 — Advising on futures contracts | 2004-08-26 | 2011-09-30 |
| AP Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2004-07-07 | 2011-09-30 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2004-07-07 | 2011-09-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-22 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-22 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-22 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-22 |