William Wai Hing Liu
廖為興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Hing Liu (廖為興), a licensed Responsible Officer with CE reference AEQ575. Currently licensed at 1 firm(s): Dragon Legend Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-20 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 4 — Advising on securities | 2022-04-20 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 9 — Asset management | 2022-04-20 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 — Advising on securities | 2021-09-06 | 2022-03-01 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 — Asset management | 2021-09-06 | 2022-03-01 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2021-05-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-30 | 2021-05-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-10-30 | 2021-05-31 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2005-05-03 | 2005-10-28 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2005-05-03 | 2005-10-28 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2005-05-03 | 2005-10-28 |