Dragon Legend Capital Limited

龍譽資本有限公司

CE No. BRT396 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dragon Legend Capital Limited (龍譽資本有限公司), a Hong Kong-based licensed corporation with CE reference BRT396. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 5). Earliest licence on file: 2022-04-20.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 48-103, 48/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay

Licence history

Activity	From	To
Type 1 — Dealing in securities	2022-04-20	present
Type 4 — Advising on securities	2022-04-20	present
Type 9 — Asset management	2022-04-20	present

Licensed staff (all-time) (5)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ka Yau Leung 梁家祐	RO 1, 4, 9 Rep 1, 4, 9	2022-10	Present
William Wai Hing Liu 廖為興	RO 1, 4, 9	2022-04	Present
Hiu Man Wong 王曉敏	RO 1, 4, 9 Rep 1, 4, 9	2022-10	Present
Kim Ming Wong 黃劍明	RO 1, 4, 9	2022-04	2023-03
Lik Man Tang 鄧力文	Rep 1, 4, 9	2023-11	2024-06