Hiu Man Wong
王曉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Man Wong (王曉敏), a licensed Responsible Officer with CE reference AMJ982. Currently licensed at 1 firm(s): Dragon Legend Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-02 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 4 — Advising on securities | 2023-03-02 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
RO | Type 9 — Asset management | 2023-03-02 | present |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2023-03-02 |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2023-03-02 |
| Dragon Legend Capital Limited 龍譽資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-25 | 2023-03-02 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-27 | 2013-05-24 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 9 — Asset management | 2011-07-27 | 2022-10-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2009-04-24 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-28 | 2010-10-19 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-07-10 | 2010-10-19 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-15 | 2009-04-24 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2005-10-25 | 2006-01-05 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2005-10-25 | 2006-01-05 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2005-10-25 | 2006-01-05 |