John David Lawrence
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John David Lawrence ( ), a licensed former licensee with CE reference AAG571. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2012-04-17 | 2014-10-09 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2012-04-17 | 2014-10-09 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2012-04-17 | 2014-10-09 |
| PFC International Company Limited | RO | Type 1 — Dealing in securities | 2008-07-29 | 2012-04-17 |
| PFC International Company Limited | RO | Type 4 — Advising on securities | 2008-07-29 | 2012-04-17 |
| PFC International Company Limited | RO | Type 9 — Asset management | 2008-07-29 | 2012-04-17 |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2007-05-18 | 2008-09-26 |
| AP Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2007-05-18 | 2008-09-26 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2007-05-18 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2004-12-03 | 2007-05-18 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2004-09-03 | 2007-05-18 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2004-09-03 | 2007-05-18 |
| UKFP (Asia) HK Limited | RO | Type 1 — Dealing in securities | present | 2004-09-03 |
| UKFP (Asia) HK Limited | RO | Type 4 — Advising on securities | present | 2004-09-03 |
| UKFP (Asia) HK Limited | RO | Type 6 — Advising on corporate finance | present | 2004-08-30 |
| UKFP (Asia) HK Limited | RO | Type 9 — Asset management | present | 2004-09-03 |