Chi Kwong Law
羅志光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwong Law (羅志光), a licensed former licensee with CE reference AAY556. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2008-08-04 | 2022-01-13 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2008-08-04 | 2022-01-13 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2008-08-04 | 2022-01-13 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2004-12-08 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2004-09-03 | 2008-09-26 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2004-09-03 | 2008-09-26 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-09-03 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-09-03 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-14 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-09-03 |