Hui (SFC:ACF342) Li
李慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui (SFC:ACF342) Li (李慧), a licensed former licensee with CE reference ACF342. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 — Asset management | 2016-08-25 | 2017-07-01 |
| KEC Capital Company Limited 盛亨資本有限公司 |
Rep | Type 9 — Asset management | 2014-01-10 | 2016-08-25 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2007-07-11 | 2013-11-22 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2007-05-18 | 2013-11-22 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-03-15 |