Sai Fan Lee
李世璠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Fan Lee (李世璠), a licensed former licensee with CE reference AFB313. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-07 | 2023-09-30 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-07 | 2023-09-30 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-19 | 2018-11-07 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-19 | 2018-11-07 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2007-05-11 | 2008-09-17 |
| AP Asset Management (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2007-05-11 | 2008-09-17 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2007-05-11 | 2008-09-17 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2007-03-15 | 2008-09-17 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-27 | 2006-10-27 |