Edmund Lingjian Lu
盧淩堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Lingjian Lu (盧淩堅), a licensed former licensee with CE reference AGL936. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-04 | 2019-03-31 |
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-01 | 2018-04-04 |
| AP Asset Management (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2010-06-07 | 2010-06-07 |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2009-12-07 | 2010-06-23 |
| AP Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2009-12-07 | 2010-06-23 |
| AP Asset Management (HK) Limited | RO | Type 5 — Advising on futures contracts | 2009-12-07 | 2010-06-07 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2009-12-07 | 2010-06-23 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2005-06-29 | 2009-12-07 |
| AP Asset Management (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2005-06-29 | 2009-12-07 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2005-06-29 | 2009-12-07 |
| AP Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2009-12-07 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-29 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |