Raphael Ngai Wang Wu
胡毅弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Ngai Wang Wu (胡毅弘), a licensed Responsible Officer with CE reference AEX848. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 — Advising on securities | 2016-08-01 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 — Asset management | 2016-08-01 | present |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2015-02-24 | 2015-12-19 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2015-02-24 | 2015-12-19 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2014-12-31 | 2015-02-24 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2014-12-31 | 2015-02-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2011-11-21 | 2013-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-16 | 2011-11-21 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2004-07-01 | 2008-01-01 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2004-07-01 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-11-21 |
| Credit Agricole Asset Management |
Rep | Type 4 — Advising on securities | present | 2004-07-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2011-11-21 |
| Credit Agricole Asset Management |
Rep | Type 9 — Asset management | present | 2004-07-02 |