Yu Ming Yung
翁耀明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ming Yung (翁耀明), a licensed Responsible Officer with CE reference AMU880. Currently licensed at 1 firm(s): Simplex Asset Management (HK) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-20 | present |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-07-03 | present |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-04-17 | 2019-07-03 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
RO | Type 9 — Asset management | 2017-10-03 | 2019-01-11 |
| AP Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2014-08-07 | 2016-11-19 |
| AP Asset Management (HK) Limited | RO | Type 9 — Asset management | 2014-08-07 | 2016-11-19 |
| AP Asset Management (HK) Limited | Rep | Type 1 — Dealing in securities | 2014-03-24 | 2014-08-07 |
| AP Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2014-03-24 | 2014-08-07 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-11 | 2014-03-11 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-11 | 2014-03-11 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2014-02-11 | 2014-03-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-25 | 2013-01-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-25 | 2013-01-24 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-01-18 | 2012-04-03 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-01-18 | 2012-04-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-12-09 | 2006-01-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-12-09 | 2006-01-18 |