Simplex Asset Management (HK) Company Limited

先策資產管理(香港)有限公司
CE No. AGD230 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simplex Asset Management (HK) Company Limited (先策資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AGD230. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 12). Earliest licence on file: 2014-04-01.

Registered address

Unit 3301A, Tower 1, Lippo Center, 89 Queensway

Licence history

ActivityFromTo
Type 4 — Advising on securities 2014-04-01 present
Type 9 — Asset management 2014-04-01 present
Type 4 — Advising on securities present 2003-12-01
Type 5 — Advising on futures contracts present 2003-12-01
Type 9 — Asset management present 2003-12-01

Licensed staff (all-time) (12)
Active on date

Name Activities First licensed To
Chih-Ching Chen 陳志清 RO 4, 9 Rep 4, 9 2018-08 2019-03
Flora Fan Lin Cheung 章訓蓮 RO 4, 9 2019-01 Present
Kin Sang Cheung 張健生 RO 4, 9 2014-04 2018-03
Hyun Oh Cho RO 4, 5, 9 Pre-2003 2003-12
Yoshihiro Mikami 三上芳宏 RO 4, 5, 9 Pre-2003 2003-12
Hiromasa Mizushima RO 4, 9 2014-04 Present
Yew Boon Tan 陳友文 RO 4, 9 Rep 9 2016-11 2021-08
Yu Ming Yung 翁耀明 RO 9 Rep 4, 9 2019-04 Present
Yaxin Bao 鮑亞昕 Rep 4, 9 2024-11 Present
Kshitij Goel Rep 4, 9 2014-07 2016-09
Myoung Seok Jeong 鄭明錫 Rep 4, 9 Pre-2003 2003-12
Shuk Mei Yeung 楊淑美 Rep 9 2021-09 2023-03
Showing 1–12 of 12

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