Yew Boon Tan
陳友文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yew Boon Tan (陳友文), a licensed former licensee with CE reference AFS647. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 — Advising on securities | 2022-01-17 | 2022-08-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 — Asset management | 2022-01-17 | 2022-08-31 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-08 | 2022-01-17 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 9 — Asset management | 2021-12-08 | 2022-01-17 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-05-02 | 2021-08-09 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-12-07 | 2021-08-09 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-11-01 | 2016-12-07 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 9 — Asset management | 2009-09-23 | 2016-05-31 |
| JL Capital (Hong Kong) Pte Limited |
RO | Type 9 — Asset management | 2006-10-26 | 2009-01-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-21 | 2006-03-11 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-21 | 2005-02-04 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-21 | 2006-03-11 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2003-05-28 | 2004-05-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-05-04 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-05-05 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-05 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-05-05 |