Kshitij Goel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kshitij Goel ( ), a licensed former licensee with CE reference AQM623. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-09 | 2016-09-02 |
| Simplex Asset Management (HK) Company Limited 先策資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-07-09 | 2016-09-02 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-02 | 2013-03-29 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-02 | 2008-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-06-20 | 2008-12-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-14 | 2008-05-29 |