AD Capital Management (Hong Kong) Limited

豐盛資產管理(香港)有限公司
CE No. AJN974 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AD Capital Management (Hong Kong) Limited (豐盛資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AJN974. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 27). Earliest licence on file: 2004-09-08.

Registered address

Unit B 11/F, Shun Ho Tower, 24-30 Ice House Street, Central

Licence history

ActivityFromTo
Type 4 — Advising on securities 2004-09-08 present
Type 5 — Advising on futures contracts 2004-09-08 present
Type 9 — Asset management 2004-09-08 present

Licensed staff (all-time) (27)
Active on date

Name Activities First licensed To
Alex Wai Chi Au 區偉志 RO 4, 9 Rep 5 2004-09 2005-02
Tat H Au Yeung 歐陽達顯 RO 4, 5, 9 2004-09 Present
Benjamin Kwok Kin Cheng 鄭國健 RO 4, 5, 9 Rep 4, 5, 9 2008-08 Present
Christopher Ka Tsun Cheung 張家俊 RO 4, 5, 9 Rep 4 2007-04 2011-05
Alden Kam Wah Chung 鍾金華 RO 4, 9 Rep 5 2004-09 2009-12
Aviel Faliks RO 5 2004-09 2010-01
Yee Ming Kwok 郭綺明 RO 4, 5, 9 Rep 4, 5 2006-12 2020-11
Chi Kin Chan 陳志堅 Rep 4, 5 2005-03 2010-09
Hermia Wing Gee Chan 陳穎芝 Rep 4, 5 2008-08 2013-02
Kelvin Chun Kei Chan 陳俊祺 Rep 4 2006-06 2009-05
Allen Choi 蔡國偉 Rep 4 2006-12 2007-03
Eric Chi Tsung Choi 蔡智聰 Rep 4, 5, 9 2008-11 2010-06
James Ian Crammond Rep 4, 5 2007-11 2008-12
Kin Wai Fung 馮建威 Rep 4, 5, 9 2009-12 2022-05
Chau Mo Kwok 郭周武 Rep 4, 5 2010-01 2012-01
Hok Hoi Lam 林學海 Rep 4 2007-05 2008-09
Chi Leung Lau 劉志良 Rep 9 2010-08 2012-07
Shek Wing Lau 劉錫榮 Rep 4 2006-08 2009-12
Sheung Chau Lee 李湘舟 Rep 4, 5 2007-11 2009-09
Ting Yan Lee 李定恩 Rep 4 2005-02 2006-02
Stephen Siu Hung Leung 梁少熊 Rep 4 2006-02 2006-05
Wei (SFC:BKJ042) Li 李煒 Rep 9 2017-09 Present
Yuk Sze Mok 莫若詩 Rep 4 2006-01 2013-12
Yun Keung Poon 潘潤強 Rep 4, 5 2008-08 2008-10
Derek Lap Tak Tam 談立德 Rep 4, 5, 9 2008-06 2009-03
Ka Man (SFC:AVK955) Yip 葉家旻 Rep 4, 5 2010-08 2012-01
Shui Shing Yung 容瑞成 Rep 4, 5 2008-05 2009-04
Showing 1–27 of 27

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